Broker Check

Privacy Policy

The Privacy Policy explains how Bright Investments gathers, uses, and protects information from clients in the course of providing investment advisory services.

It is the policy of Bright Investments to protect the privacy of our clients who share personal and financial information with us in the course of receiving financial services from Bright Investments. We treat your information as confidential and recognize the importance of protecting it.

Bright Investments protects your privacy and treats as confidential any personal or financial information we receive in the course of providing our financial services to you. We are providing you with our Privacy Policy in accordance with the Gramm-Leach-Bliley Act that applies to all investment advisors.

Why We Gather and How We Use Information

Bright Investments collects and maintains information about our clients so that we can evaluate their financial needs and provide a broad range of financial services. You may provide information to Bright Investments representatives when communicating with us in writing, electronically, or by phone.

How We Gather Information

  • Applications or forms (for example: name, address, federal identification number, assets, financial history)
  • Transactional activity in your account such as trading history and account balances
  • Other sources with your consent (for example: your tax advisor, accountant, or attorney)
  • Depending on the products and/or services you require, information may also come from consumer reporting agencies and those providing services to us.

Protecting Your Privacy

We do not disclose any nonpublic information about our clients, prospective clients or former clients to anyone, except as requested or authorized by the client, as necessary to process a transaction or service an account, as requested by regulatory authorities, or as otherwise permitted by law.

We also restrict access to nonpublic personal information about you to your Bright Investments representative and those Bright Investments employees who need to know that information to provide investment products or services to you. We maintain physical, electronic, and procedural safeguards to protect your nonpublic personal information. At Bright Investments, we have always worked to maintain the highest standards of confidentiality and to respect the privacy of our clients.

You may have instructed Bright Investments to share certain information with members of your household or with other third parties. If you have given such instructions to Bright Investments you have the ability to revoke these instructions by contacting your Bright Investments representative.

We endeavor to keep our client information complete and accurate, and encourage you to notify us if any of your information should be updated. Should you need to update your records, or have any questions regarding Bright Investments Privacy Policy, please contact your Bright Investments representative.

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